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iKinetiq

Compliance & Risk Services

Practical, right-sized services to strengthen oversight, reduce risk, and help Community Banks navigate today’s regulatory and supervision environment.

Exam Readiness and Governance Alignment

Readiness reviews and governance diagnostics that help your bank demonstrate effectiveness in practice, not just policy compliance.


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Third-Party and Fintech Oversight

Baseline reviews and targeted diagnostics to strengthen vendor inventory integrity, risk ratings, fintech oversight, and defensible governance.


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AI, Analytics and Model Risk Governance

Practical oversight frameworks for AI and advanced analytics, aligned with examiner expectations and board-level accountability. 


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Interim Oversight and Targeted Advisory

Fractional and project-based support for compliance and risk leadership vacancies or gaps, remediation planning, and exam preparation.


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BSA/AML and Financial Crimes Effectiveness

Effectiveness-driven reviews that assess monitoring, decisioning, SAR governance, and board reporting under evolving examiner expectations.


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Enterprise Controls Audit & Remediation

Led an enterprise-wide, board-mandated internal audit of a regulated customer authorization process across all branches and operations centers of a major U.S. bank. Designed the audit methodology, managed on-site reviews and stakeholder interviews, built a centralized issues and remediation tracker, oversaw remediation activities, and transitioned ongoing monitoring and testing to the Compliance organization.

Representative 
Prior Projects

TP Risk Oversight for Resolution Planning

Led enterprise-wide third-party workstreams for resolution planning under OCC/FRB/FDIC requirements, designing a centralized vendor contract repository and continuity framework to support annual resolution planning.

Automated Vendor Contract Tagging

Implemented contract intelligence tools and risk tagging rules across more than 2,000 agreements, achieving 97% automation of contract risk reviews and accelerating risk assessments.

Strengthen Oversight. Reduce Regulatory Risk.

Schedule a consult to see how iKinetiq’s fractional and on-demand expertise can help your bank close oversight gaps, sustain examiner confidence, and stay ahead of regulatory expectations.

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